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Audit Manager II, Compliance

Company: TD Bank
Location: Greenville
Posted on: January 17, 2020

Job Description:

266645BRJob Title:Audit Manager II, ComplianceTD Description:About TD Bank, America's Most Convenient BankTD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth, and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit www.tdbank.com. at http://www.tdbank.com/ Find TD Bank on Facebook at www.facebook.com/TDBank and on Twitter at www.twitter.com/TDBank_US .TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit www.td.com at http://www.td.com/ .Auto req ID:266645BRCountry:United StatesJob Requirements:Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgetsHas overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line.Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation.Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are metOversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the auditEvaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise.Acts as primary contact with management regarding audit scope, findings and status

  • Must be eligible for employment under regulatory standards applicable to the position.Hours:40.0Job Description:The Audit Manager is accountable for overseeing the planning and execution for audits covering discrete business units or functional corporate areas. The job will also oversee the Audit team performing the audits.Inclusiveness:At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.Province/State:New Jersey, South CarolinaCity:Greenville, Mount LaurelQualifications:Bachelor's degree requiredAdvanced degree preferred8+ years related experience requiredPC skills (MS Office Suite)Excellent oral and written communication skillsAdvanced critical thinkingRisked based decision making, problem solving and conflict resolution skillsAdvanced analytical skillsTravel 35% or moreWork well independently and with othersComplete tasks timely and accuratelyEscalate issues and delays quicklyEffectively manage competing priorities for self and othersAdvanced awareness of laws and regulations governing the banking industry that impact assigned areaAdvanced functional audit knowledge and skillsRelevant certification requiredStrong project management skillsAdvanced knowledge in designated subject matter areasAdapt, promote and champion changeLead and manage small to medium sized teamsAssume ownership and promote accountabilityThrive on fast-paced and challenging environmentBanking experience preferredAdvanced skills in building and maintaining relationships within, and external to, auditStrong ability to develop relationships with the business while conducting auditsConsult assigned lines of business (trusted advisor) for auditDeliver CSI and follow up as appropriateStrong influencing skillsManage a team of professional resources, and actively develop, recruit, train, coach and conduct performance assessments for team membersEnsure resources are effectively utilized to achieve target utilization ratesAccountable for promoting recognition in the team and divisionEngage team members in stretch assignments within the team and at the division and/or TD levelKeep team members informedDemonstrate TD leadership core valuesDeliver effective presentations/training at the division level, industry conferences, workshops, etc.Provide successful onboarding and orientation to new hiresWork Location:Greenville Campus Building B - 200 Carolina Pointe Parkway, Mt Laurel - Operations Center Bldg 1 - 9000 Atrium WayBusiness Line:TD Bank AMCBJob Category - Primary:AuditJob Category(s):Audit**Province/State (Primary):New JerseyProvState 2:South CarolinaCity (Primary):Mount LaurelCity(s) 2:GreenvilleJob Family:Internal AuditTime Type:Full TimeEmployment Type:RegularFederal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.

Keywords: TD Bank, Greenville , Audit Manager II, Compliance, Executive , Greenville, South Carolina

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