Wealth Management Client Services Associate
Company: Loop Recruiting
Location: Greenville
Posted on: March 17, 2023
Job Description:
It's fun to work in a company where people truly BELIEVE in what
they're doing!
We're committed to bringing passion and customer focus to the
business.
Summary
Our client is seeking a Wealth Management Client Service Associate
to join their team. The Wealth Management Client Service Associate
will support the Financial Advisor in all details of a client's
portfolio, preparing for client meetings, preparing performance
reports, opening new accounts, monitoring accounts, developing
solutions to client issues as well as creating genuine
relationships with the client.
Responsibilities
- Demonstrates accountability and takes ownership in daily work
by assuming responsibility and consistently taking action that
supports the success of the Financial Advisor
- Responds to investment client inquiries and requests in a
timely and accurate manner
- Monitors and follows through on all tasks from start to finish
to ensure completion of the transaction or process.
- Communicates at a high level both in person and through email
to convey the firm's message and investment discipline
- Maintains information in the company CRM database, including,
and not limited to, entering new clients/contacts, creating groups
and/or running reports and creating workflow efficiencies
- Complies with all industry and broker/dealer rules and
regulations
- Maintains all required licensing and meets continuing education
requirements on an annual basis
- Operates autonomously and comfortable working in a small office
setting, which often requires the individual to adapt to new
responsibilities as the firm grows and evolves
- Software: Microsoft Windows (Word, Excel, Outlook),
Morningstar, Vertafore AMS360, Schwab Advisor Center Qualifications
- Bachelor's degree preferred
- Hold active FINRA Series 7 and 65 licenses
- Client-focused, highly dependable and analytical
- Exemplary communication and presentation skills
- Strong time management, organizational skills; able to
effectively prioritize/multi-task
- Proven ability to meet deadlines as well as effectively
identify and solve problems
- Must maintain a high level of confidentiality and have a
client-focused, helpful attitude
Keywords: Loop Recruiting, Greenville , Wealth Management Client Services Associate, Executive , Greenville, South Carolina
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